Events
Registrant Outreach Workshop, November 2014
Tips on dealing with aging clients and understanding compliance reviews and enforcement processes
Contact:
Please contact us at RegistrantOutreach@bcsc.bc.ca if you have questions or concerns.
Where:
UBC Robson Square, Room C180, 800 Robson Street
Vancouver, BC
Description:
Our Registrant Outreach Workshop, on November 12, 2014, provided tips and information for you to comply with your regulatory requirements as quickly and easily as possible. Specifically there were two panel discussions. First, aging investor demographics – its impact on your business. Second, compliance reviews and enforcement processes. There were also status updates on current policy issues.
- Agenda and external speaker bio Registrant Outreach Workshop
- Presentation handout Registrant Outreach Workshop - November 12, 2014
Supporting Video:
Webinar Presentation