Disciplined List
Anderson, Alexander
-
Date of Order or Settlement:
2014-08-19 -
Banned Until:
2016-08-19
Sanction:
- 2-year trading ban with conditions
- 2-year director/officer ban with conditions
- 2-year ban from becoming or acting as a promoter
- 2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 2-year investor relations ban
Supporting Documents:
Violation:
- Illegal distribution
- Breach of order
- Misrepresentations
Ruling Body:
BCSCPayment Agreed/Ordered:
$15,000