Enforcement

Disciplined List

Anderson, Carl Glenn

Date of Order or Settlement:

2003-03-07
Banned Until:

2010-12-06

Sanction:

6-year trading ban with conditions
6-year director/officer ban with conditions
6-year investor relations ban

Supporting Documents:

Violation:

Unregistered activity
Illegal trading
Unregistered distribution
Failure to fulfill the duties and responsibilities of a director/officer

Ruling Body:

BCSC

Payment Agreed/Ordered:

$100,000 plus up to $31,134 in costs