Disciplined List
Ayre, Calvin Edward
-
Date of Order or Settlement:
1996-10-03 -
Banned Until:
2016-10-03
Sanction:
- 20-year trading ban
- 20-year director/officer ban (with conditions)
- 20-year investor relations ban
Supporting Documents:
Violation:
- Unregistered distribution
- Failure to file insider reports
- Misrepresentations
- Insider trading
- Failure to comply with a Summons
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000