Baker, James Woodrow

Date of Order or Settlement:
2010-05-14
Banned Until:
2014-10-20
Sanction:

    5-year director/officer ban

Supporting Documents:
Violation:

    Illegal distribution (ASC)

    Prohibited Representations (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission
Sanction Payment Status:

$15,000 (ASC)

$9,000 in costs (ASC)