Barry, Timothy James

Date of Order or Settlement:
1999-02-16
Banned Until:
2000-02-16
Sanction:

    One-year trading ban

    An undertaking to comply with the Securities Act

Supporting Documents:
Violation:
    Unregistered trading

    Unregistered distribution

Ruling Body:
BCSC
Sanction Payment Status:
$3,000 plus $2,000 in costs