Bartel, Robert Vincent

Date of Order or Settlement:
2008-08-12
Banned Until:
2015-06-20
Sanction:

    7-year ban from purchasing and trading in securities or exchange contracts with conditions (BCSC)

    7-year director/officer ban (BCSC)

    7-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    7-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

    7-year investor relations ban (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (ASC)

    Illegal distribution (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$40,000 plus $35,000 in costs (ASC)