Botha, Basil Roy

Date of Order or Settlement:
2010-06-01
Banned Until:
2013-06-01
Sanction:

    3-year ban from becoming or acting as an advisor

    An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:
Violation:
    Unregistered advising
Ruling Body:
BCSC
Sanction Payment Status:
$10,000