Enforcement

Disciplined List

Brenner, Rudolf Walter

Date of Order or Settlement:

2014-07-17
Banned Until:

2016-07-17

Sanction:

2-year ban from purchasing and trading in securities or exchange contracts
2-year director/officer ban
2-year ban from becoming or acting as a registrant, investment fund manager or promoter
2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
2-year investor relations ban
An order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations

Supporting Documents:

Violation:

Making false or misleading statements
Failure to file insider trading reports

Ruling Body:

BCSC

Payment Agreed/Ordered:

$30,000