Brock, Timothy Britton

Date of Order or Settlement:
2003-05-30
Banned Until:
2009-05-30
Sanction:

    6-year trading ban with conditions

    5-year director/officer ban

Supporting Documents:
Violation:

    Creating a misleading appearance of trading activity (wash trading)

    Failure to file insider reports

Ruling Body:
BCSC
Sanction Payment Status:
$16,500 plus $3,500 in costs