Bromley, Ralph

Date of Order or Settlement:
2007-01-29
Banned Until:
2012-01-29
Sanction:

    5-year trading ban

    5-year director/officer ban with conditions

    5-year investor relations ban

    An order to comply fully with the Securities Act and Securities Rules

Supporting Documents:
Violation:

    Illegal distribution

    Unregistered activity

Ruling Body:
BCSC
Sanction Payment Status:
$9,000