Disciplined List
Callaghan, James Francis (J. Frank)
-
Date of Order or Settlement:
2015-10-22 -
Banned Until:
2016-10-22
Sanction:
- 1-year director/officer ban
- 1-year investor relations ban
- An undertaking to complete a course of study acceptable to the Executive Director on the requirements of NI43-101 within one year of the date of the settlement agreement
Supporting Documents:
Violation:
- Disclosure violations
- Acting contrary to the public interest
Ruling Body:
BCSCPayment Agreed/Ordered:
$30,000