Campbell, David C.

Date of Order or Settlement:
2011-07-07
Banned Until:
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts (2011)

    Permanent ban from relying on any exemptions set out in the Securities regulations (2011)

    Permanent director/officer ban (2011)

    8-year ban from purchasing and trading in securities or exchange contracts (2008)

    8-year director/officer ban (2008)

    8-year ban from becoming or acting as a registrant, investment fund manager or promoter (2008)

    8-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (2008)

    8-year investor relations ban (2008)

Supporting Documents:
Violation:

    Unregistered trading (OSC - 2011)

    Breach of Order (OSC - 2011)

    Illegal distribution (OSC - 2011)

    Fraud (OSC - 2011)New window

    Acting contrary to the public interest (OSC - 2011)

    Unregistered distribution (ASC - 2008)

    Failure to file reports of exempt distrubtion (ASC - 2008)

    Making false statements (ASC - 2008)

    Acting contrary to the public interest (ASC - 2008)

Ruling Body:
BCSC, Alberta Securities Commission (ASC), Ontario Securities Commission (OSC)
Sanction Payment Status: