Carter, Roy

Date of Order or Settlement:
1994-07-22
Banned Until:
1999-07-22
Sanction:

    5-year trading ban with conditions

    5-year director/officer ban with conditions

Supporting Documents:
Violation:

    Failure to file financial reports

    Failure to comply with Orders of the Commission

Ruling Body:
BCSC
Sanction Payment Status:
Costs