Disciplined List
Cerisse, Christine Maria
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Date of Order or Settlement:
2017-04-28 -
Banned Until:
2017-10-28
Sanction:
- 6-month director/officer ban (with conditions)
- 6-month ban from becoming or acting as a registrant
- 6-month ban from acting in a management or consultative capacity in connection with activities in the securities market
Supporting Documents:
Violation:
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Making false or misleading statements
Ruling Body:
BCSCPayment Agreed/Ordered:
$20,000