Enforcement

Disciplined List

Chua, Ken

Date of Order or Settlement:

2014-08-19
Banned Until:

2020-08-19

Sanction:

6-year trading ban with conditions
6-year director/officer pan
6-year ban from becoming or acting as a promoter
6-year ban from acting in a management or consultative capacity in connection with activities in the securities market
6-year investor relations ban

Supporting Documents:

Violation:

Ruling Body:

BCSC

Payment Agreed/Ordered:

$58,500 in disgorgement plus a $35,000 penalty