Clynes, Rick

Date of Order or Settlement:
2008-07-15
Banned Until:
2010-12-12
Sanction:

    3-year ban from purchasing and trading in securities or exchange contracts (BCSC)

Supporting Documents:
Violation:

    Illegal distribution (ASC)

    Unregistered trading (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$5,000 plus $2,500 in costs (ASC)