Cramer, Grant Claude

Date of Order or Settlement:
2004-11-19
Banned Until:
2009-08-21
Sanction:

    8-year trading ban with conditions

    8-year director/officer ban with conditions

    8-year investor relations ban

    An undertaking not to apply for registration under the Securities Act for 8 years

Supporting Documents:
Violation:

    Illegal distribution

    Failure to deal fairly, honestly and in good faith with clients

    Failure to comply with Know Your Client and suitability rules

Ruling Body:
BCSC
Sanction Payment Status:

Up to $15,000 of which $5,000 represents the costs of of the investigation (See Settlement/Order)