Cramer, Mark Clarence

Date of Order or Settlement:
2003-05-23
Banned Until:
2015-05-23
Sanction:

    12-year trading ban with conditions

    12-year director/officer ban with conditions

    12-year investor relations ban with conditions

Supporting Documents:
Violation:

    Unregistered distribution

    Failure to comply with "Suitability of Investments" rules

    Failure to comply with "Fair Dealing" rules and acting contrary to the public interest (unresolved conflicts of interest)

    Misrepresentations

Ruling Body:
BCSC
Sanction Payment Status:
$22,500 plus $15,000 in costs, and the proceeds of the sale of any securities in the involved companies up to $142,000