Doherty, Robert Michael

Date of Order or Settlement:
2006-10-26
Banned Until:
Sanction:

    Permanent trading ban with conditions

    Permanent director/officer ban with conditions

    Permanent investor relations ban

    An order to comply fully with the Securities Act, Securities Rules, and any applicable regulations

Supporting Documents:
Violation:

    Misrepresentations

    Unregistered trading

    Illegal distribution

    Acting with deliberate or reckless disregard of a regulatory requirement in the United States contrary to the public interest in British Columbia

Ruling Body:
BCSC
Sanction Payment Status: