Enforcement

Disciplined List

Dowlati, Noshad

Date of Order or Settlement:

2015-06-18

Sanction:

Permanent ban from trading in, or purchasing securities or exchange contracts
Permanent director/officer ban
Permanent ban from becoming or acting as a registrant
Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market
Permanent investor relations ban

Supporting Documents:

Violation:

Fraud
Trading and advising without registration

Ruling Body:

BCSC

Payment Agreed/Ordered:

$14,050 plus an administrative penalty of $30,000