Disciplined List
Downing, Sharon
-
Date of Order or Settlement:
2015-03-30 -
Banned Until:
2018-03-30
Sanction:
- 3-year ban from purchasing and trading in securities or exchange contracts (with conditions)
- 3-year ban from becoming or acting as a registrant or promoter
- 3-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 3-year investor relations ban
Supporting Documents:
Violation:
-
Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$3,231