Ekren, Chad Raymond

Date of Order or Settlement:
1997-04-01
Banned Until:
Sanction:

    Six months strict supervision

    An undertaking to comply fully with the Securities Act, Securities Rules and all applicable regulations

Supporting Documents:
Violation:
    Failure to comply with the "Know Your Client" rule 
Ruling Body:
BCSC
Sanction Payment Status:
$1,000