Fenner, Richard

Date of Order or Settlement:
2001-02-22
Banned Until:
2001-08-22
Sanction:

    6-month trading ban

    6-month investor relations ban

    Banned from being officer/director until a course of study satisfactory to the Executive Director concerning the duties and responsibilities of directors and officers is completed

    An undertaking to present all investors with a copy of the Settlement and an offer of the right to a refund and to deliever a plan of rescission to Commission staff for approval

Supporting Documents:
Violation:

    Unregistered distribution

    Prohibited representations

Ruling Body:
BCSC
Sanction Payment Status:
$1,000 plus $1,000 in costs