Foerster, Bruce Russell

Date of Order or Settlement:
1997-05-02
Banned Until:
2012-05-02
Sanction:

    15-year trading ban

    15-year director/officer ban with conditions

    15-year investor relations ban

Supporting Documents:
Violation:

    Failure to comply with "Know Your Client" rule

    Failure to disclose material facts

    Failure to deliver an offering memorandum

    Prohibited representations

    Unregistered distribution

Ruling Body:
BCSC
Sanction Payment Status:
$50,000 plus costs