Friesen, Robert Arthur

Date of Order or Settlement:
1992-12-30
Banned Until:
2002-11-27
Sanction:

    10-year trading ban (BCSC)

    10-year director/officer ban (BCSC)

    Permanent trading ban with conditions (OSC)

Supporting Documents:
Violation:

    Unregistered advising (OSC)

    Unregistered trading (OSC)

    Misrepresentations (OSC)

    Failure to supervise (OSC)

Ruling Body:
BCSC, Ontario Securities Commission (OSC)
Sanction Payment Status:
$1,000 in costs