Garrod, Randall Kane

Date of Order or Settlement:
2001-10-26
Banned Until:
2006-10-26
Sanction:

    30 days imprisonment and 90 days probation (Courts)

    5-year trading ban (BCSC)

    5-year director/officer ban (BCSC)

    5-year investor relations ban (BCSC)

Supporting Documents:
Violation:

    Theft (Courts)

    Failure to deal fairly, honestly and in good faith with a client (BCSC)

Ruling Body:
BCSC / Courts
Sanction Payment Status:

Order to make resitution (Courts)

$5,000 plus $6,143.74 (BCSC)