Grafke, Ernest Reed

Date of Order or Settlement:
2007-01-29
Banned Until:
2022-01-29
Sanction:

    15-year trading ban

    15-year director officer ban

    15-year investor relations ban

    An order to comply fully with the Securities Act, Securities Rules and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Illegal distributioin

    Unregistered activity

Ruling Body:
BCSC
Sanction Payment Status:
$500,000 (for restitution to the victims via the Civil Forfeiture Office)