Disciplined List
Hugh James, Graham
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Date of Order or Settlement:
2014-11-19
Sanction:
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An
undertaking to successfully complete a course of study on the duties and
responsibilities of corporate officers and directors that is acceptable to the
Executive Director within one year of the date of the
agreement.
Supporting Documents:
Violation:
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Breaching a cease trade order
Ruling Body:
BCSCPayment Agreed/Ordered:
$10,000