Griffiths, John David

Date of Order or Settlement:
2010-05-14
Banned Until:
2014-04-15
Sanction:
    4-year ban from relying on any exemptions set out in the regulations
Supporting Documents:
Violation:

    Trading in securities not authorized by registration (MSC)

    Acting contrary to the public interest (MSC)

Ruling Body:
BCSC, Manitoba Securities Commission (MSC)
Sanction Payment Status: