Hall, Martin Raymond

Date of Order or Settlement:
2005-11-25
Banned Until:
2008-11-25
Sanction:

    3-year trading ban with conditions

    Hall’s registration is subject to conditions for at least 12 months (see Settlement/Order)

    An Order to comply fully with the Securities Act, the Securities Rules, and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Failure to comply with "Know your client and suitability" rules

    Failure to deal fairly, honestly and in good faith with clients

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status: