Hallett, Phillip Ross

Date of Order or Settlement:
2010-09-08
Banned Until:
2015-05-18
Sanction:

    5-year denial of exemptions

    5-year director/officer ban with conditions

Supporting Documents:
Violation:

    Illegal distribution (ASC)

    Prohibited representations (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$40,000 plus $2,000 in costs (ASC)