Hartvikson, Robert Arthur

Date of Order or Settlement:
2001-06-01
Banned Until:
2002-06-01
Sanction:

    1-year trading ban with conditions

    1-year director/officer ban with conditions

Supporting Documents:
Violation:

    Failure to act fairly, honestly and in the best interests of clients

    Conflict of interest

Ruling Body:
BCSC
Sanction Payment Status:
$100,000 and $42,638 in costs