Heise-Steele, Sherry Lynne

Date of Order or Settlement:
1992-09-09
Banned Until:
Sanction:
    An undertaking to comply with the Securities Act, the Securities Regulation, and any applicable policies
Supporting Documents:
Violation:
    Acting as a mutual funds salesperson without registration
Ruling Body:
BCSC
Sanction Payment Status:
$1,000