Henry, Ronald James

Date of Order or Settlement:
2001-09-25
Banned Until:
2011-09-25
Sanction:

    10-year trading ban with conditions

    10-year director/officer ban with conditions

    10-year investor relations ban

Supporting Documents:
Violation:

    Unregistered distribution

    Unregistered advising

Ruling Body:
BCSC
Sanction Payment Status:
$25,000 plus $14,459.70 in costs