Herndl, Max

Date of Order or Settlement:
1994-12-22
Banned Until:
Sanction:

    An undertaking to issue an amended Offering Agreement and to offer investors the right of rescission

    An undertaking to comply with the Securities Act and associated Rules and Regluations

Supporting Documents:
Violation:

    Misrepresentation

    Failure to disclose material facts

Ruling Body:
BCSC
Sanction Payment Status:
$10,000