Hope, Graham Martin

Date of Order or Settlement:
2003-04-30
Banned Until:
2008-04-30
Sanction:

    5-year compliance officer, branch manager, trading partner, director/officer ban with conditions

    An undertaking to comply with the provisions of the Securities Act and Securities Rules

Supporting Documents:
Violation:
    Acting contrary to the public interest by failing to properly supervise the sale of exempt products
Ruling Body:
BCSC
Sanction Payment Status:
$8,000 plust $2,000 in costs