Howard, John Wilson

Date of Order or Settlement:
2004-05-18
Banned Until:
Sanction:

    An undertaking not to apply to be a compliance officer in British Columbia

    An undertaking to comply fully with the Securities Act, Securities Rules, and any applicable regulations, policies and guidelines

Supporting Documents:
Violation:

    Conducting compliance reviews while not registered to do so

Ruling Body:
BCSC
Sanction Payment Status: