Hughes, Steven Peter aka Hughes, Stephen Peter

Date of Order or Settlement:
2005-03-31
Banned Until:
Sanction:

    Permanent trading ban (2005)

    Permanent director/officer ban (2005)

    Permanent investor relations ban (2005)

    1-year trading ban with conditions (1999)

    An undertaking to comply with the Securities Act and Securities Rules and all applicable regulations, policies and guidelines (1999)

Supporting Documents:
Violation:

    Unregistered trading (2003)

    Unregistered distribution (2003)

    Misrepresentations (2003)

    Fraud (2003)

    Acting contrary to the public interest (2003)

    Unregistered distribution (1999)

Ruling Body:
BCSC
Sanction Payment Status:

$250,000 plus costs (2005)

$3,000 plus $2,000 in costs (1999)