Jeffery, James Albert

Date of Order or Settlement:
2008-10-22
Banned Until:
2013-08-13
Sanction:

    5-year trading ban with conditions (BCSC)

    5-year ban from acting as, a director or officer of any issuer, registrant or investment fund manager (BCSC)

    5-year ban from becoming or acting as a registrant, investment fund manager or promoter (BCSC)

    5-year ban from acting in a managing or consultative capacity in connection with activities in the securities market (BCSC)

    5-year investor relations ban (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (ASC)

    Illegal distribution (ASC)

    Breach of Order (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status: