Jones, Mark Adrian

Date of Order or Settlement:
2011-01-20
Banned Until:
2020-09-01
Sanction:

    10-year banĀ from purchasing and trading in securities or exchange contracts (with conditions)
    10-year ban from relying on any exemptions set out in the Securities regulations
    10-year director/officer ban
    10-year ban from acting in a management or consultative capacity in connection with activities in the securities market

Supporting Documents:
Violation:

    Illegal distributions (ASC)
    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC / Alberta Securities Commission (ASC)
Sanction Payment Status: