Jones, Simon Granville Lyn

Date of Order or Settlement:
1997-09-05
Banned Until:
2007-09-05
Sanction:
    10-year ban with conditions from acting as a trading partner, officer or director of a registered dealer or in any capacity as a supervisor of registrants
Supporting Documents:
Violation:

    Failure to adequately supervise sales representatives

Ruling Body:
BCSC
Sanction Payment Status:
$60,000