Kain, Ross

Date of Order or Settlement:
1999-06-02
Banned Until:
2001-06-02
Sanction:

    2-year trading ban

    2-year director/officer ban

    2-year investor relations ban

    An undertaking to comply fully with the provisions of the Securities Act and Securities Rules

Supporting Documents:
Violation:

    Unregistered advising

    Prohibited representations

Ruling Body:
BCSC
Sanction Payment Status:
$1,000 in costs