Disciplined List
Kato, David Kenge
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Date of Order or Settlement:
2017-02-20 -
Banned Until:
2019-02-20
Sanction:
- 2-year ban from purchasing and trading in securities (with conditions)
- 2-year ban from relying on any exemptions set out in the Securities Act, in the regulations or a decision as defined in the Securities Act (with conditions)
- 2-year director/officer ban (with conditions)
- 2-year ban from becoming or acting as a registrant or promoter
- 2-year ban from acting in a management or consultative capacity in connection with activities in the securities market
- 2-year investor relations ban
Supporting Documents:
Violation:
-
Illegal distribution
Ruling Body:
BCSCPayment Agreed/Ordered:
$2,000