Kim, Sung Wan (Sean)

Date of Order or Settlement:
2010-12-14
Banned Until:
Sanction:

    Permanent ban from purchasing and trading in securities or exchange contracts

    Permanent director/officer ban

    Permanent ban from becoming or acting as a registrant, investment fund manager or promoter

    Permanent ban from acting in a management or consultative capacity in connection with activities in the securities market

    Permanent investor relations ban

Supporting Documents:
Violation:
    Fraud
Ruling Body:
BCSC
Sanction Payment Status:
$31.4 million and $15,739,967 in disgorgement