Klein, Daryl Joseph

Date of Order or Settlement:
2006-10-17
Banned Until:
2026-10-17
Sanction:

    20-year trading ban with conditions

    20-year director/officer ban with conditions

    20-year investor relations ban

    An Order to comply with the Securities Act, Securities Rules, and any applicable regulations

Supporting Documents:
Violation:

    Unregistered trading

    Illegal distributiion

    Acting contrary to the public interest

Ruling Body:
BCSC
Sanction Payment Status: