Koch, Rodney

Date of Order or Settlement:
2010-05-14
Banned Until:
2034-08-13
Sanction:

    25-year trading ban (BCSC)

     

    25-year denial of exemptions (BCSC)

     

    25-year director/officer ban (BCSC)

Supporting Documents:
Violation:

    Unregistered trading (ASC)

    Illegal distribution (ASC)

    Prohibited representations (ASC)

    Misleading statements (ASC)

    Failure to file (ASC)

    Acting contrary to the public interest (ASC)

Ruling Body:
BCSC, Alberta Securities Commission (ASC)
Sanction Payment Status:
$285,000 (ASC)