Kuhn, Brian Paul

Date of Order or Settlement:
2002-09-11
Banned Until:
2009-09-11
Sanction:

    7-year trading ban with conditions

    7-year director/officer ban with conditions

    7-year investor relations ban with conditions

    An undertakingt to provide restitution to four investors within 60 days

Supporting Documents:
Violation:
    Failure to exercise due diligence on the behalf of clients
Ruling Body:
BCSC
Sanction Payment Status:
$10,000 plus $5,000 in costs