Lamb, Po Zhinke aka Lamb, Paul

Date of Order or Settlement:
1995-06-07
Banned Until:
2015-02-07
Sanction:

    20-year trading ban

    20-year director/officer ban

    An order to comply with Sections 20 and 42 of the Securities Act

    An order to cease trading in the forex contracts

     

Supporting Documents:
Violation:

    Unregistered distribution

    Unregistered advising

Ruling Body:
BCSC
Sanction Payment Status:
$50,000 plus costs