Lau, David

Date of Order or Settlement:
1995-06-07
Banned Until:
2005-06-07
Sanction:

    10-year trading ban

    10-year director/officer ban

    An order to comply with sections 20 and 42 of the Securities Act

    An order to cease trading in the forex contracts

Supporting Documents:
Violation:

    Unregistered distribution

    Unregistered advising

Ruling Body:
BCSC
Sanction Payment Status:
$10,000